Traducción de "securities law compliance" al idioma español:

Diccionario Inglés-Español

Compliance - translation :

Palabras clave : Cumplimiento Conformidad Acatamiento Sumisión Obediencia Valores Títulos Hipotecas Valores Garantías

Ejemplos (Fuentes externas, no revisadas)

Assessment of non compliance with feed law and food law.	La evaluación de los incumplimientos de la legislación sobre piensos y la legislación alimentaria.
Harmonisation of substantive securities law	Armonización del derecho sustantivo de los valores
compliance with the relevant regulations , particularly those in the field of building law and environmental law .	la observancia de la normativa aplicable , en particular la referida a la legislación urbanística y medioambiental .
compliance ,	cumplimiento
Except with respect to a person who has consented to a change of law , the old law continues to govern a ) the existence of an interest in securities held with an intermediary arising before the change of law and the perfection of a disposition of those securities made before the change of law	Except with respect to a person who has consented to a change of law , the old law continues to govern a ) the existence of an interest in securities held with an intermediary arising before the change of law and the perfection of a disposition of those securities made before the change of law
Only half yearly financial reporting for issuers of securities other than shares Issuers of only debt securities are not subject to any interim reporting under existing Community Law .	Solamente información financiera semestral para emisores de valores que no sean acciones Los emisores solamente de obligaciones no están sujetos a información intermedia según el Derecho comunitario vigente .
Legal compliance 2 .	Observancia de las leyes 2 .
Strict ISO compliance	Compatibilidad estricta ISO
Securities other than shares Securities other than shares Securities other than shares Securities other than shares Securities other than shares MFIs MFIs	Valores distintos de acciones Valores distintos de acciones Valores distintos de acciones Valores distintos de acciones Valores distintos de acciones IFM IFM
Securities other than shares Securities other than shares Securities other than shares Securities other than shares Securities other than shares MFIs MFIs	6 7 11 Valores distintos de acciones Valores distintos de acciones Países de la UE ( Estados miembros no participantes ) x y z Valores distintos de acciones
This Convention determines the law applicable to the following issues in respect of securities held with an intermediary a ) the legal nature and effects against the intermediary and third parties of the rights resulting from a credit of securities to a securities account	This Convention determines the law applicable to the following issues in respect of securities held with an intermediary a ) the legal nature and effects against the intermediary and third parties of the rights resulting from a credit of securities to a securities account
Compliance with peremptory norms	Cumplimiento de normas imperativas
Enforce strict ISO compliance	Forzar compatibilidad estricta ISO
Cooperation amongst national securities supervisors in the Member States on the day to day implementation of Community law should be reinforced , notably through the Committee of European Securities Regulators 6 ( Level 3 ) .	La cooperación entre los supervisores nacionales de valores en los Estados miembros en la aplicación cotidiana del Derecho comunitario debería reforzarse , especialmente a través del Comité europeo de reguladores de valores 6 ( Nivel 3 ) .
The ECB further notes that the introduction of a similar standard format for securities accounts comparable with the regime for IBAN could enhance the conflicts of law regime for intermediated securities . 3 .	Además , el BCE observa que la introducción de un formato estándar similar para las cuentas de valores comparable al sistema del número IBAN podría mejorar el régimen de conflicto de normas para valores en manos de intermediarios .
A number of existing directives also contain provisions to be used to determine the applicable law governing a securities account .	Varias Directivas vigentes de la UE contienen también disposiciones que deben emplearse para determinar la legislación aplicable que rige una cuenta de valores .
b ) with respect to an interest in securities held with an intermediary arising before the change of law i ) the legal nature and effects of such an interest against the relevant intermediary and any party to a disposition of those securities made before the change of law	b ) with respect to an interest in securities held with an intermediary arising before the change of law i ) the legal nature and effects of such an interest against the relevant intermediary and any party to a disposition of those securities made before the change of law
Humanitarian aid operations shall be conducted in compliance with the principles of international law and with the principles of impartiality, neutrality and non discrimination.3.	Las acciones de ayuda humanitaria se llevarán a cabo conforme a los principios del Derecho internacional y a los principios de imparcialidad, neutralidad y no discriminación.3.
Stressing that measures used in the fight against terrorism, including the profiling of individuals and the use of diplomatic assurances, memorandums of understanding and other transfer agreements or arrangements, must be in compliance with the obligations of States under international law, including international human rights law, international refugee law and international humanitarian law,	Destacando que las medidas utilizadas en la lucha contra el terrorismo, como la elaboración de perfiles de personas y la utilización de seguridades diplomáticas, memorandos de entendimiento y acuerdos o arreglos de traslado de otra índole, deben ajustarse a las obligaciones que incumben a los Estados en virtud del derecho internacional, en particular las normas internacionales de derechos humanos, el derecho internacional de los refugiados y el derecho internacional humanitario,
mation needed to monitor compliance	ción necesaria para supervisar el cumplimiento
in cases of non compliance	nadas en caso de incumplimiento
Compliance procedure and Ethics Adviser	Procedimiento de cumplimiento y Asesor en cuestiones deontológicas
(a) Compliance procedures and mechanisms	a) Procedimientos y mecanismos de cumplimiento
Securities...	Valores Bursátiles...
The CESR is to perform this task . Finally , at the fourth level , the Commission will monitor compliance with Community law on the part of Member States .	Finalmente , en el cuarto nivel , la Comisión verificará que los Estados miembros cumplan lo establecido en el derecho comunitario .
Securities ( other than shares ) Securities ( other than shares )	Valores distintos de acciones Valores distintos de acciones Valores distintos de acciones
Securities other than shares Securities other than shares	Resto del mundo ( excluida la UE ) Valores distintos de acciones
Securities other than shares Securities other than shares	Valores distintos de acciones Valores distintos de acciones
Securities other than shares Securities other than shares	Residentes
ii ) the legal nature and effects of such an interest against a person who after the change of law attaches the securities	ii ) the legal nature and effects of such an interest against a person who after the change of law attaches the securities
Under the current Community legislation regarding the proprietary aspects of securities , the situs laws coincide with the law governing these proprietary aspects .	En la legislación comunitaria en vigor acerca de los derechos reales sobre los valores , la ley del lugar es la ley que rige esos derechos .
Debt securities holders shall not be prevented from exercising their rights by proxy , subject to the law of the home Member State .	No se impedirá a los tenedores de obligaciones el ejercicio de sus derechos por poderes , sujeto a la legislación del Estado miembro de origen .
The first point I have to make about the crisis and the postcrisis period is that the Community has firmly committed itself to compliance with international law.	Aquí se incluye a Dinamarca, los Países Bajos, el Reino Unido, Francia y mi país.
Securities held for monetary policy purposes Other securities 8 .	8.2 . Depósitos y otros pasivos Pasivos derivados de la facilidad de crédito pre vista en el MTC II
Securities other than shares Securities other than shares DKK	DKK Valores distintos de acciones Instituciones distintas de las IFM Valores distintos de acciones
JPY Securities other than shares Securities other than shares	Instituciones distintas de las IFM JPY
Securities other than shares NonMFIs Securities other than shares	Otros Estados miembros participantes Instituciones distintas de las IFM Valores distintos de acciones Valores distintos de acciones
Securities other than shares Banks Securities other than shares	Valores distintos de acciones Bancos Valores distintos de acciones
Category IV Asset backed securities instruments Credit institution securities	Categoría IV Bonos de titulización
Commission examines compliance with budgetary criteria	Commission examines compliance with budgetary criteria
SECTION V CONSEQUENCES OF NON COMPLIANCE	SECCIÓN V CONSECUENCIAS DEL INCUMPLIMIENTO
Under the current Community regime , the jurisdiction whose law governs a securities settlement system ( SSS ) or a CSD coincides with the jurisdiction whose law governs the proprietary aspects of the rights resulting from book entry securities held with that SSS or CSD , thereby ensuring legal certainty and transparency , and avoiding systemic risk .	Con arreglo al régimen comunitario en vigor , la jurisdicción cuya ley rige un sistema de liquidación o central depositaria de valores es la misma jurisdicción cuya ley rige los derechos reales sobre los valores anotados en cuenta mantenidos con ese sistema de liquidación o central depositaria de valores , lo que garantiza la seguridad jurídica y la transparencia y evita el riesgo sistémico .
TARGET2 Securities	TARGET2 Securities
Other securities	Otros valores
Securities 5.4.2.1 .	Valores negociables 5.4.2.1 .

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